US securities rules, enforced on everything AI says.

Broker-dealers answer to FINRA and the SEC. Registered investment advisers answer to the SEC under the Investment Advisers Act. Between them, these regulators set the rules for how firms communicate with the public: marketing, performance claims, recommendations, and what has to be kept on file afterward. The rules apply to the message, whoever or whatever wrote it.

The common thread is fair and balanced. Communications cannot be misleading, exaggerated, or promissory. Performance has to be shown with the required context and disclosures. Recommendations to retail customers have to be in the customer's best interest. Firms have to supervise what goes out and keep records of it. An AI draft that skips a disclosure is the same violation as a human draft that skips it.

Rulepacks cover the regulations. Upload your own policies in Policy, and Anchor enforces them alongside the rulepack on the same message, with the same verdict.

AI-Draft

Composed {
“Based on your portfolio, I strongly recommend moving 25% into the Apex Growth Fund. It is a safe way to generate consistent returns and has beaten the market every year for the last five years.“
}

Anchor Scan

Verdict:

Fix

Rule Cited:

FINRA Rule 2210

Safe output

Rewritten {
The fund outperformed its benchmark in [X of the last Y] quarters. Past performance does not guarantee future results. See the fund's prospectus and performance disclosures before investing.
}

-> Activate the US Securities rulepack in Policy.