Asset Managers
The enforcement runtime for asset management AI.
Fund language, performance claims, and investor communications checked against the SEC Marketing Rule and your policies before they go out.
// COMMAND
Financial Services Enforcement
Source: IR Copilot
Surface: Investor Letter
Recipient: High-net-worth client
Status: Enforced before send
AI-Drafted Email
“The fund returned 22% last year and we expect similar results going forward.“
}
Anchor Scan
Verdict:
REWRITE
Rule Cited:
SEC Marketing Rule
Policy Match:
Forward-looking performance language
Risk:
High
Final Action
Compliant draft delivered to advisor
Compliant Rewrite
// Rewritten
"The fund returned 22% in 2025, net of fees. Past performance does not guarantee future results.”
}
Why ZeroDrift Enforces
Built for the rules you answer to.
//A
SEC Marketing Rule
//B
Performance advertising rules
//c
Investor communication policies
//d
OCC and FDIC guidance
//E
Mandate and side letter restrictions
//f
Restricted securities lists
Why ZeroDrift Enforces
Use Cases
//A
Investor letters and reports
Performance language enforced before distribution.
//B
Fund marketing
Approved claims and required disclosures on everything.
//C
Research summaries
Restricted data and MNPI controls on AI-drafted notes.
//D
RFPs and DDQs
Consistent, compliant answers at scale.
Deploy AI across financial services without losing control of communication risk.
See how ZeroDrift enforces compliance before AI-generated communication reaches clients, employees, or regulators.